preparing for your First meeting

Preparing for your first meeting with a financial advisor is crucial to making the most of your time together. Organizing the necessary documents and having a clear understanding of your finances helps us facilitate a productive discussion and sets a strong foundation for your planning.

To build your financial plan, we need to know your financial goals and concerns for retirement.

Please complete this form and submit to our office prior to our meeting.

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Documents Checklist

download the checklist
cash

Retirement Plans

  • 401(k) statement(s) for the last quarter
  • IRA or Roth IRA statement(s) for the last quarter
  • Other retirement plan statements (former employer plans, pension plans, etc.)
retirement

Savings, Investments, & Physical Assets

  • Mutual funds, CDs, bonds, stock account statements (non-retirement)
  • Mortgage statement
  • Values for other real estate
other

Other Items

  • Current Social Security projection
    • Access your benefits projection at ssa.gov
  • Last year’s tax return
  • Life, disability and long-term care insurance policies (both personal and group)
  • Any other relevant financial statements
cash

Retirement Plans

  • 401(k) statement(s) for the last quarter
  • IRA or Roth IRA statement(s) for the last quarter
  • Other retirement plan statements (former employer plans, pension plans, etc.)
retirement

Savings, Investments, &
Physical Assets

  • Mutual funds, CDs, bonds, stock account statements (non-retirement)
  • Mortgage statement
  • Values for other real estate
other

Other Items

  • Current Social Security projection
  • Access your benefits projection at ssa.gov
  • Last year’s tax return
  • Life, disability and long-term care insurance policies (both personal and group)
  • Any other relevant financial statements

By gathering these documents, you’ll be ready for a good chat with your trusted advisor. This preparation not only helps streamline the meeting but also ensures your advisor can offer personalized service that aligns with your financial goals.

Questions? Call our office at 803.798.1988